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Regulatory & Compliance Consulting

PRIMEPATH CAPITAL - Services - Business - Regulatory & Compliance Consulting

Regulatory & Compliance Consulting

Stay Compliant. Stay Competitive.

As regulatory landscapes tighten globally, staying compliant is no longer optional — it’s strategic. We guide financial and crypto firms through complex legal frameworks, ensuring readiness from licensing to policy execution.

  • AML/KYC system setup and audits
  • EU/UAE/UK registration & licensing (EMI, MiCA, etc.)
  • Internal risk & compliance frameworks
  • Regulatory documentation and policy design

Secure. Comply. Lead in Confidence.

At PrimePath Capital, our Regulatory & Compliance Consulting division serves as a critical partner for financial institutions, fintech startups, crypto firms, and asset managers navigating today’s rapidly evolving global regulatory environment.

From the European Union’s MiCA and AMLD regulations to licensing in the UAE, UK, and beyond — we help you remain compliant, resilient, and ready to operate at full capacity without disruption.

We don’t just check boxes — we build operational confidence through deeply strategic compliance frameworks designed to scale with your firm.

  • Deep expertise in cross-border regulation
  • Comprehensive Investment Plans
  • Financial Planning for Business
  • Tailored frameworks, not off-the-shelf templates

Licensing. Registration. Strategic Positioning.

Compliance begins with clarity. We help you understand and obtain the correct licensing and registration for your jurisdiction and business model — across Europe, the UK, UAE, and emerging fintech hubs.

Our Capabilities:

  • EMI, PI, VASP, and Crypto Exchange Licensing
    Support through every step of license acquisition (documentation, financial projections, AML policies, interviews).

  • Regulatory Strategy & Jurisdictional Planning
    Guidance on where and how to structure your business for operational, fiscal, and regulatory efficiency.

  • MiCA & GDPR Readiness (EU)
    Full preparation for EU crypto and data protection frameworks. We’ll make sure you’re not just compliant — you’re competitive.

  • UAE & UK Financial Licensing
    Navigating DFSA, ADGM, and FCA regulatory regimes for virtual assets, wealth management, and fintech entities.

Build a Culture of Governance and Integrity

We help you design and implement fully customized internal compliance structures — from policies and procedures to employee training and oversight systems.

Services Include:

  • AML/KYC Policy Design & Audits
    Build from scratch or overhaul your current framework with regulator-ready AML and KYC systems, including risk scoring, transaction monitoring, and STR/CTR reporting.

  • Internal Controls & Governance Modeling
    Set up clear oversight systems, role-based responsibilities, escalation paths, and audit trails to ensure accountability and operational integrity.

  • Compliance-as-a-Service (CaaS)
    Ongoing advisory, updates, and monitoring to ensure your business remains up to date as regulations change — without overburdening your team.

  • Training & Team Certification
    Customized in-house compliance workshops and certifications for leadership, staff, and designated compliance officers.

Stay Audit-Ready — Always

We help firms create, maintain, and evolve the critical documents, logs, and reports necessary for seamless audits, regulatory reviews, and investor trust.

Deliverables Include:

  • Compliance Manuals & SOPs
    Fully tailored operational manuals including AML/CFT procedures, risk matrices, onboarding protocols, and sanction screening procedures.

  • Reporting Infrastructure
    Automated or manual systems to track compliance metrics, generate reports for regulators, and assess compliance health in real time.

  • Regulatory Update Monitoring
    We track legislative changes across your jurisdictions and provide real-time alerts with actionable insights to keep you one step ahead.

  • Mock Audits & Regulator Interview Prep 
    Comprehensive readiness sessions that simulate  regulator interviews and inspections — ensuring you're not caught off guard.